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Strategic Planning Committee Presents an Integrated Plan for CUMC
Columbia University Medical Center Strategic Plan
October 2002
Academic Planning Reports
Executive Summaries
Strategic plan for Research
Strategic Plan for Education
Strategic Plan for Patient Care
Academic Planning Reports
Executive Summary: Research
The committee recommended that major emphasis be placed on the following strategically important
research topics:
- Core research efforts that span individual research disciplines: genomics/proteomics,
chemical biology, and bioinformatics/informatics.
- Areas of strength that require continued support to maintain their position: neuroscience,
biophysics and structural biology, and developmental biology.
- Areas to be strengthened: cancer, cardiology, cell biology, clinical research, geriatrics,
health disparities, human genetics, immunology and inflammatory diseases and infectious diseases.
In addition to the strong basic science programs in neuroscience, structural biology,
and developmental biology, the committee identified several clinical research
programs that represent a robust, coordinated research effort. These include
research into diabetes and obesity, the biochemistry of lipids and their
relationship to atherosclerosis, studies on the etiology of asthma, certain
areas in the clinical neurosciences, and circulatory physiology (congestive
heart failure), where major clinical trials are in progress. Cardiology
was viewed as strong in many areas, as indicated by the fact that several
junior faculty have successful research programs, and by the existence
of a large NIH funded study for treatment of type II diabetes and macrovascular
disease.
Critical crosscutting issues that impact all research programs in all the schools
must be addressed. The chronic and worsening shortage of space affects
our research productivity, our ability to recruit and retain faculty and
staff, and our professional and personal quality of life. We must provide
the resources, work climate, and infrastructure to support high quality
research with administration and management of equally high caliber. Priorities
include strengthening the Office of Grants and Contracts and the Institutional
Review Board and providing additional housing for research animals. We
must design systems and incentives at Columbia University Medical Center that support the
types of collaboration and interaction necessary in the modern environment
of science, and promote additional fruitful collaborations with colleagues
at the Morningside Heights campus. And the University and NewYork Presbyterian
Hospital must continue their commitment to genuine partnership in addressing
research questions and management decisions.
Executive Summary: Education
Because of the size and complexity of its task, the Strategic Planning Committee
on Education limited its initial efforts to identifying issues of importance
to all of the health sciences schools. Many school or program-specific
issues emerged in the course of the committee's work, and these should
be addressed by separate committees. The committee's discussions and a
series of focus groups including all major constituencies identified four
major needs to be addressed in advancing the educational programs.
Tangible Rewards for Teaching.
The committee identified a deeply felt need
to address expectations and compensation for teaching and to recognize
the efforts of teaching faculty. As a first step, the committee recommended
that the four health professions schools and the graduate program establish
committees to review this report in a timely manner and develop specific
implementation plans responding to the recommendations.
Space for Teaching, Learning, and Living.
The committee recommended an immediate review of space utilization and needs and implementation of interim
measures, including a proposed clinical assessment facility. Long-term
planning should ensure that education needs are clearly articulated and
addressed. Both long and short-term plans should address needs for space
for study, dining, socializing, and housing.
Support Mechanisms for Teaching, Assessment of Teaching, Assessment of Student
Learning, and Innovation. Faculty and students would benefit from
a system providing "one-stop shopping" for educational support, including
mechanisms for coordination and priority setting, and from investing in
development of a Center for Clinical Performance Assessment to be used
for undergraduate and graduate health professions education and for continuing
medical education.
Removing Barriers and Creating Incentives for Interactions and Collaborations.
The dean and others should continue leadership efforts to promote school,
program, campus, and hospital partnerships to advance education.
Executive Summary: Patient Care
The Patient Care Strategic Planning Committee developed a vision for patient
care at Columbia intended to make this the best place to be a patient,
to work as a member of the health care team, and to learn and model patient
care skills. The vision statement for patient care, the five key elements
believed necessary to achieve it, and a priority goal and first objective
for each element are summarized below.
Vision
We, the healthcare team at Columbia University Medical Center, are dedicated to continuing our
tradition of providing the highest quality medical care, focused on the needs of our patients and
their families.
We will realize our vision through responsible innovation to create tomorrow's
medicine in a welcoming environment, supported by state-of-the-art technology
and systems.
We will be valued for, and defined by, our creativity, compassion, and commitment
to ever-improving excellence in patient care.
Highest Quality Medicine is defined as measurable expression of our desire
and commitment to exercise leadership in academic medicine, including patient
care, by defining standards, accurately measuring accomplishments, and
inspiring improved performance. The priority goal is to track and analyze
outcomes, beginning with development of a plan that facilitates each unit/service/
department having one externally vetted outcome measured and tracked.
Culture of Caring is a work environment that actively promotes awareness
of and responsiveness to the needs of the patient on the part of every
member of the health care team and support staff. The priority goal is
to develop a formal set of values and standards to orient and educate all
staff. As a first objective the committee recommends development of a comprehensive
orientation to culture, values, and expectations for new and current members
of the Columbia Medical Center community.
Best People includes finding and keeping the best people at every level
of the organization: identification and recruitment of superior performers
within and outside the organization, development of training and incentives
to foster and reward excellent work, and creativity in designing career
opportunities. The priority goal is commitment to employee satisfaction,
beginning with an analysis of what each constituency of the workforce wants
and requires in order to have a high quality of work life.
Enabling Organization is a structure that actively facilitates the attainment
of our patient care vision. The priority goal is to create and fill the
position of Patient Care Dean, beginning with development of a position
description and suggested search process.
Supportive Infrastructure refers to the physical characteristics of the organization,
including management and business systems, that influence and in some cases
define the achievement of institutional goals. The priority goal is to
evaluate utilization and distribution of existing space, focusing first
on outpatient space.
The committee recommended that the planning process proceed on several fronts,
beginning with definition of the duties and authority of the Dean for Patient
Care.
Facilities and Space
The most cursory examination of facilities and space at the Columbia University Medical Center
reveals the need for upgrading, expansion, and beautification of the physical plant in order to
meet the needs of patients, faculty, students, and the surrounding community. Partly in anticipation
of proposed academic initiatives and partly in recognition of current inadequacies, the University and
the Columbia University Medical Center initiated a comprehensive review of existing facilities and an
assessment of available or potential sites for expansion. A multidisciplinary team of engineers,
architects, urban planners, experts in medical center design and others, working closely with key
University and Hospital officials, has prepared a comprehensive Campus Planning and Development
Survey which appears in The Dean's First Response to Planning Recommendation. Highlights include:
- Detailed plans for a new ambulatory care building that will include a Heart Institute,
ambulatory surgery, clinical neuroscience, and other medical and surgical
programs.
- A concept plan for a contiguous building that will bring together in one location
key research and clinical disciplines involved in understanding and treating
disorders of the brain and nervous system, and possibly other programs.
- A detailed assessment of the condition and potential future uses of all existing campus
buildings.
- A proposal for relocating the emergency room that will provide a more logical focus
for clinical care relative to research and education.
- A way-finding analysis, already underway, that that will form the basis for rationalizing
circulation within the medical center and contribute to a more welcoming
environment for both regular and first-time users of the campus.
- A comprehensive inventory of campus sites that could be developed for new or enhanced programs
and an analysis of sites in the community that could be acquired for campus
use.
- Proposals for improved housing and social space and for community use, including
access to Riverside Park.
Columbia University Medical Center Strategic Plan for Research
Introduction
The Committee on Research was asked to consider the topics in the biomedical sciences and supporting
disciplines and technologies that will be most important in the next two decades, to assess the strength
of Columbia University Medical Center research efforts in those areas, and to recommend priority areas
for development and strengthening.
This report is intended to be strategic rather than comprehensive, and does not address every area
of research. The topics discussed in the following pages reflect Dean Fischbach's presentation to the
faculty in June 2001, the committee's early discussions, and issues arising in later discussions that
the committee found particularly compelling.
Process
Committee members included faculty who are active in one or more of the major research areas selected
for review. Other faculty were asked to present and advise on selected research areas. The selection
of topics and members led to an initial focus on research programs in the College of Physicians and
Surgeons, but the committee was aware of common interests and significant contributions on the part
of other schools and programs. The Deans of the Schools of Dentistry and Oral Surgery, Nursing, and
Public Health were invited to designate a representative to participate in the development of the
report and to provide statements of the schools' research interests. Representatives of research
programs based at the Morningside Heights campus and a major hospital affiliate, St. Luke's-Roosevelt,
also participated. Accordingly, several areas of common interest involving more than one school or
campus were identified and are noted throughout the report. A logical next step is to look for
opportunities for campus and University-wide collaborations on topics of greatest interest.
Overview of Research at Columbia University Medical Center
The Columbia University Medical Center campus is a research-intensive environment. External
support for 2000-2001 totaled $354,674,633, primarily in the form of grants and contracts from the
National Institutes of Health (NIH). While the campus is well supported, funding trends in recent
years suggest there is reason for concern about its future prospects. Still, Columbia University
Medical Center is a formidable presence in American biomedical research. Faculty, fellows, and
students represent major research strengths, along with our affiliated hospitals. We have both
established and potential links with the Columbia University Morningside Heights campus, and
it is the hope of the committee that those links may be strengthened and expanded.
Areas of Excellence
The strongest basic science programs are in neuroscience, structural biology, and developmental
biology. These topics will be discussed in further detail in the section on Columbia's strengths.
In addition, several clinical research programs represent a robust, coordinated research effort.
These include research into diabetes and obesity, the biochemistry of lipids and their relationship
to atherosclerosis, studies on the etiology of asthma, certain areas in the clinical neurosciences,
and circulatory physiology (congestive heart failure), where major clinical trials are in progress.
Cardiology has strengths, as indicated by the fact that several junior faculty have successful
research programs, and by the existence of a large NIH funded study for treatment of type II
diabetes and macrovascular disease.
Areas of Opportunity
Other areas of research have not been as strong, and compare less favorably with similar efforts
in other first rate institutions. Cell biology, for example, has been severely depleted over the
past decade. Immunology was once strong here, but the departure of senior leadership in the early
1990s was not compensated for by the development of a new and strong molecular immunology program.
Our traditional strength in physiology has not kept pace with modern systems biology.
In addition, the Columbia University Medical Center efforts in several more general core
technologies need strengthening. These include chemical biology, the emerging disciplines of genomics
and proteomics, and the allied field of bioinformatics. Recommendations for strengthening these
priority areas appear in the following section on core research needs.
Several clinical research programs need stronger, more coordinated research efforts. These include,
but are not limited to, selected areas in cardiovascular and cancer research as well as
transplantation biology, infectious diseases, autoimmune diseases, and allergy. A more complete
discussion of these areas appears in the section on areas needing to be strengthened.
The research areas discussed in the following sections are of greatest strategic importance to
the future growth and development of the Columbia University Medical Center campus. Although the
topics discussed are thought to be of particularly high priority, this list is not intended
to exclude other research initiatives. For each of the priority research area discussed below,
the strategic planning group recommends that a specific plan for future support and development
should be prepared. These plans should include a detailed consideration of:
- scientific direction;
- priority research areas for faculty recruitment;
- space needs; and
- financial support
Core Research Needs That Span Individual Research Disciplines
Genomics/Proteomics.
Over the next decade it will be important to improve the dialogue among Columbia scientists in regard
to genomic research and its role in the future of biomedicine. The development of genome science is
inevitably linked to both biology and technology. Genome science will develop through the contributions
of multiple disciplines and will likely draw upon talent from academia and industry. Each of these
groups place differing value upon various aspects of science versus technology and these "cultural
differences" can hinder the progress. It is clear, however, that a robust program in genomics and
proteomics is necessary to complement advances in genetics and to promote growth in related fields.
Prediction of molecular pathways and protein networks will require teams of biologists working alongside
computational scientists, mathematicians, and engineers with the goal of predicting, testing, and
ultimately understanding how complex networks of proteins interact to regulate biological systems.
This goal overlaps with "systems biology."
In order to serve the Columbia community and promote research of common heritable disorders we must
develop genomic technology as a cheap solution for large-scale genotyping. These advances must include
nanotechnologies, whose prime targets would include single molecule assay, and protocols to
"perturb" single cells or groups of cells in vivo using model organisms, followed by global
assay of mRNA or protein changes.
Whole genome analyses are certain to lead to a growing number of biological predictions, some of
which may be testable en masse. They might include microfabrication of miniaturized, semi-automated
"laboratories" to test predictions from computational, proteomic, microarray based data.
The following critical issues need urgent consideration:
- It is important to have experts working on microarrays for the study of gene expression. What
is needed is an infrastructure capable of converting genomic breakthroughs to clinical practice,
to include: chip-based diagnostic testing algorithms, refined to predict and explain results;
educational programs to prepare and train clinicians for translational technologies; and model
organisms including flies, worms, and mice.
- Proteomics will grow in close collaboration with computational science.
- The search for genetic determinants of common disease will require better understanding of
population genetics, better characterization of living populations, and new statistical methods.
Insight from other disciplines will likely be key, particularly physics and engineering.
- Engineering and physiology must interact to probe complex protein-protein interactions.
One goal might be to study proteins in the context of systems of interacting intercellular and
intracellular components. Another goal might be to work with clinical researchers and human
geneticists to develop quantitative "endophenotypes" to expedite the search for common
heritable alleles.
- Establishment of a Center for Genomics of Model Organisms should be explored as a means to
permit investigators to complement human studies with data from model organisms best suited to
their needs. Such a Center would use the same microarray and proteomic facilities already available
or envisioned at Columbia. One can imagine that model organism research would facilitate these
fledgling technologies. The Center would benefit immensely by the strong Bioinformatics and
Computational Biology Cores envisioned in this report. It should be housed adjacent to genomic
technologies and bioinformatics and the basic scientists.
Chemical Biology. Chemistry provides a crucial underpinning to medical research. The detailed
visualization of molecular processes of the cell, particularly in relation to chemotherapeutic treatment
and diagnosis of disease, has been the prime interface where chemistry, medicine and cell biology come
together. To capitalize on the promise of molecular medicine, a modern biomedical research institution
will require people to build and manipulate molecules. Further advances in understanding the molecular
basis of human diseases will require interactions between chemists and clinical research teams.
The strategic planning group feels that creation of a "chemical biology" institute will
greatly facilitate interaction and recruitment of scientists working at the interface of biology and
chemistry and foster translational research. The institute would have its own faculty, space, and
graduate training program and should be administered independently from the Department of Chemistry. The
institute should be part of a larger Program in Chemical Biology that encompasses affiliated researchers
in a variety of departments including, but not limited to, Pharmacology and Medicine (Columbia University
Medical Center) and Chemistry (Morningside).
Bioinformatics/Informatics. Computational Biology encompasses computational structural biology
(which has a strong chemical and biochemical component), DNA and amino acid sequence analysis (an area
with a heavy computer science and statistical component), population genetics, evolutionary biology,
systems biology (modeling cellular networks), microarray analysis (which has elements of all of the above),
and computational neurobiology. The overall area is an essential component in the full exploitation of
the masses of genomic and proteomic data currently becoming available.
Columbia already has a significant number of faculty members who can be defined as computational
biologists and who are doing high quality work, but there is no integrated program. Lacking a graduate
program, seminar program, common computational infrastructure, and organized service component, we are
not viewed as a major player in this field. A Computational Biology Center, with its own space and budget,
could maintain and disseminate state of the art software tools, organize a university-wide graduate program,
and possibly provide a service activity involving workshops and training programs in bioinformatics for
university staff. The Center would coordinate and complement ongoing computational biology research at
both Columbia campuses, including the Columbia Genome Center and the Departments of Medical Informatics,
Biochemistry and Molecular Biophysics, and Pharmacology.
Medical informatics deals with biomedical information, data and knowledge--their storage, retrieval,
and optimal use for problem solving and decision making. Its emergence as a new discipline is due in
large part to rapid advances in computing and communications technology, to an increasing awareness
that the knowledge of biomedicine is essentially unmanageable by traditional paper-based methods,
and to a growing conviction that the process of informed decision making is as important to modern
biomedicine as is the collection of facts on which clinical decisions or research plans are made.
Columbia has one of the few academic departments of medical informatics, although several medical
schools are creating academic units in this area.
Growth in the area of medical informatics will require additional space and accommodation to the
tension between academic/research activities of the faculty and demands for service. We must meet
the challenge of high quality, interdisciplinary education for scientists who pursue careers in
any of the applied information disciplines.
Strong Research Programs in Need of Continued Support
Neuroscience. The complexity of neural function and the burden of brain disease guarantee
that neuroscience and the study of related clinical problems will remain a vibrant and vital field
for the foreseeable future. A better understanding of how the brain gives rise to cognition and
emotion is one of the great challenges of modern biomedical science. Equally important is the
challenge of understanding disorders of the complex but vulnerable brain. The burden of diseases
of the nervous system presents one of the greatest public health challenges of this time.
Columbia's progressively stronger presence in basic neuroscience and our historically eminent
position in the associated clinical fields of neurology, neurological surgery, and psychiatry will
help to ensure a continued leadership role. However, we must take steps to maintain a broad and
excellent cadre of research faculty, to foster more interaction between basic and clinical scientists
and among disciplines, and to be certain that we understand and act on changing research directions.
Issues requiring attention include:
- Recruitments at the junior faculty level in all areas of basic neuroscience.
- Further work on bridging systems and cell/molecular neuroscience.
- Better linkage between clinical neurosciences and research on the neural basis of higher brain
functions such as cognition, attention, and emotion.
- The genetics of brain disorders, including the development of better animal models and efforts
to understand complex, multi-factorial traits that are often rare disorders requiring new
approaches to long-term epidemiological studies.
- The impact of demographics. The aging of the population requires development of treatments for
problems specific to aging or to the long-term consequences of chronic disease and disability.
Child psychiatry will continue to be a growth area because of clinical need, because treatment
advances developed for adults are only now being extended to children, and because many
serious adult psychiatric disorders begin in childhood. These and other trends in science are
challenging Columbia's traditional strength in neurodevelopmental disorders.
- The potential for collaboration among schools for example, the expertise of the School of
Public Health in environmental influences on health and population genetics, as well as that of
the School of Nursing in chronic diseases of aging
Future studies of brain disorders will focus on early intervention (beginning in childhood, in many
instances) and on revolutionary new technologies. For example, stem cells can now be used to replace or
augment cells injured by disease. Studies of neural stem cells should be part of a larger effort in
cell therapies, including the heart, the pancreas, and other tissues.
Biophysics and Structural Biology. An understanding of molecular structure at an atomic level
is imperative not only for modern biochemistry but also in many aspects of cell and molecular biology.
These structures are often the starting point for therapeutic designs. The time is ripe for structural
biology to become fully integrated into the fabric of the medical school in a manner similar to the
assimilation of molecular biology techniques 10-20 years ago. An appropriate way to foster
this may be through appointments made jointly between clinical and basic science departments.
The current strength of structural biology here places Columbia among the top institutions in this
area. Further expansion with true excellence will be needed if our relative strength is to be maintained
and enhanced. Although we already have considerable breadth in structural biology, there are some notable
omissions:
- Interactions with the main campus can be an added source of strength. In addition to the ties with
Chemistry and Biological Sciences, there should be opportunities with Physics and Engineering.
- We have no expertise in electron microscopic or mass spectrometric analysis.
- There is little structural representation here for DNA-protein interactions (transcription factors,
polymerases, etc.)
- Another developing area of high impact concerns single molecule approaches (atomic force microscopy
and similar techniques.)
Developmental Biology. Developmental biology has close links to cell biology, genetics,
neuroscience, and medicine. A key factor in its rise over the past fifteen years has been the realization
that core developmental programs are remarkably conserved during animal development. As a consequence,
model genetic organisms, such as the fly and worm, are now widely regarded as valid systems for
relevant and rapid analysis of the function of genes relevant to human biology. With the success of
sequencing of the fly, worm and human genomes, key problems regarding the function of normal and
altered proteins can now be addressed.
Maintaining current strengths is obviously essential. The existing developmental biology effort could be
strengthened in three main ways:
- The program should capitalize on recent advances in genomics and bioinformatics, to aid in
gene identification.
- Links should be formed with new protein based programs (proteomics)
- Ties with cell biology should be strengthened.
- Emphasis should be placed on the biology of stem cells derived from embryonic and adult human tissue.
Key Areas in Need of Strengthening
Cancer. Cancer is a major clinical problem, and many of its central phenomena - malignant
transformation, cellular proliferation, and apoptosis - represent scientific questions that are important
in other fields as well. Cancer research at Columbia includes a Comprehensive Cancer Center (one of only
two such centers in New York), the Institute of Cancer Genetics, the Institute for Cancer Research, and
the Oncology Division of the Department of Medicine. The Mailman School of Public Health and the
Morningside campus (for example, the Laboratory of Populations) share an interest in the environmental
factors and trends in prevalence involved in many forms of cancer.
The scope and complexity of cancer research make for difficulties of communication and coordination.
These problems are not unique to Columbia, but need to be addressed. The sense of the committee was that
we have good leadership and many investigators with complementary skills, but we lack an overall vision
and effective mechanisms for coordination. The future of cancer research at Columbia warrants serious
study, possibly with outside advice, and with attention to infrastructure needs.
Cardiology. Columbia is recognized as a leader in several areas, notably cutting edge clinical
trials in congestive heart failure and in arrhythmias, as well as important epidemiological studies.
In collaboration with the Department of Surgery, Cardiology
leads one of the busiest heart transplant programs in the country. There is excellence in a number of
areas of basic and translational research including the study of cardiac ion channels and atherosclerosis.
Columbia is considered one of the leading institutions in both of these areas. In contrast, despite a
reasonably busy interventional program, clinical research related to coronary heart disease
requires significant development.
However, there are clear opportunities to develop stronger research, patient care, and teaching
programs. Key areas for development include cardiovascular genetics/genomics, vascular biology, cardiac
physiology, muscle biology, and coronary heart disease.
One major goal should be to establish a Cardiovascular Institute that includes basic and translational
research components. Additional dedicated research space in a new building or part of a new building
would help develop the program and provide identity for investigators. Regardless of where additional
research efforts are housed, there are significant opportunities for additional collaborations across the
Columbia University Medical Center, given the significant interests of the schools of dentistry, nursing,
and public health in the epidemiology, global disease burden, and disparities among populations in
cardiovascular disease.
Cell Biology. The committee was not united in its assessment of the scope or quality of cell
biology at Columbia. Some members believe there are significant gaps; others maintain that better
coordination and exchange of information, possibly with recruitment in selected areas, will be
sufficient. There was general agreement that Columbia is not preeminent in this field and that current and
future efforts would be well suited to increased collaboration with the downtown campus. It may also be
an appropriate topic for a major outside review. Given the scope and maturity of the field, it seems
unlikely that Columbia can achieve expertise across the entire spectrum. Critical areas discussed
include nuclear organization, stem cell biology, and the biophysics of molecular machines.
Core resources such as microscopy and informatics are likewise important.
Clinical Research. Advances in science have set the stage for a new golden age of clinical
investigation. Although Columbia is strong in selected areas of clinical research, we have not in
recent years been leaders in the design of clinical trials. There is great opportunity because the
Office of Clinical Trials has established effective mechanisms for collaborating with industry and for
coordinating the participation of faculty and the regional patient population. Columbia is well
represented in a number of multi-site clinical trials funded by the NIH.
There is also a need to train and mentor young clinician scientists. We need better ways to
identify promising potential clinician scientists and to provide funding and protected time for them.
The process of recruiting and mentoring clinical scientists should be comparable to that which is in
place for basic scientists
In order to involve more faculty in a wider range of trials, we need to develop skills in identifying
clear, meaningful questions that can be answered by well-designed trials. A new NIH-funded K30 program
will provide master's level training in biostatistics. Plans for the location of ambulatory care and
research space adjacent to each other will also help to promote clinical investigation in
general. Other factors that need to be considered in strengthening our clinical trials capability include:
- more emphasis on translating basic science discoveries to clinical questions. We may be missing
opportunities by turning new discoveries over to industry too soon.
- the growing importance of clinical trials in the post-genomic era involving treatments tailored
to specific subpopulations. Such trials are less attractive to manufacturers who are seeking the
largest possible market.
- the need for adequate core resources.
Geriatrics. Columbia has a distinguished record of research in diseases related to aging.
However, Columbia currently has no significant organized research program in geriatrics. Clinical
researchers here have not yet been able to put together a collaborative program that provides
incentives for hospital participation. Our limited collaborations with local nursing homes
could be expanded to include longitudinal studies and clinical trials. There are 30,000 people
over the age of 65 living north of 155th Street, and they represent one of the most ethnically
diverse aging populations in the country. Stronger liaison with the community is critical to
future clinical research initiatives.
Grants are available in fields related to aging. Columbia has a grant for a Research Center in
Minority Aging Research, but more needs to be done, covering a broader spectrum of clinical research.
Health Disparities. Although not identified initially as a topic for consideration, the
persistent disparity in health status and outcomes among different socioeconomic groups, between the
majority and minority populations in this country, and between populations in developed and emerging
economies, came up repeatedly in the course of committee discussions. The Deans of the schools of
dentistry, nursing, and public health expressed strong interest in underserved populations. Columbia
should continue and expand its current efforts to understand and address the health care needs of
the ethnically diverse communities of the Harlem and Washington Heights neighborhoods surrounding
the medical center.
Closely related to health disparities at home is the increasingly important issue of global health.
The Mailman School of Public Health has become a leader in studies of HIV transmission and prevention
in Africa and Asia. This work should be expanded and should involve the entire Columbia University
Medical Center community. On an international and local level it is clear that cognitive and emotional
disorders now have moved to the forefront of concern about the burden of disease. Columbia is in
an excellent position to address these profound issues at both the local and international level.
Human Genetics. Genetics is of fundamental significance in contemporary medical research and
is the subject of much activity at Columbia. Genetics has moved beyond its initial focus on rare single
gene disorders that follow Mendelian patterns of inheritance. The current effort, which represents an
enormous challenge, lies in common complex diseases caused by the interplay of several genes
and environmental factors. A separate committee convened last year to study the future of human genetics
has already recommended that a trans-departmental Institute of Human Genetics be established.
We have no role models in this area. Academic medical centers are still struggling with the shape
of programs that will unite genomics, human genetics, and information sciences. Surely our plans will
include approaches such as informatics, molecular and statistical analysis, high throughput genomic
screening, genetic epidemiology, model organisms, gene/environment models, and ethics.
Immunology and Inflammatory Disorders. The development, function, and pathology of the immune
system are areas of active research. Immunology is central to many aspects of medicine, underlying host
responses to pathogens, autoimmune diseases, allergies, rejection of allograft transplants, and
surveillance against tumors. Recent years have seen great progress in the elucidation of molecules,
pathways, and regulatory cascades important for the immune system, as well as the creation of mouse
models to study normal immune responses and immunological diseases.
Although Columbia has faculty whose research focuses on the immune system, a critical mass is
lacking. We need faculty with expertise in areas such as dendritic cell biology, tumor immunology,
transplant immunology, and cellular immunology. Further, the immunology faculty lacks an organizational
structure, and this hinders our ability to attract new faculty and graduate students. A previous
committee recommended formation of a Department of Immunology. This committee discussed additional options
including an interdepartmental center or institute.
Immune and inflammatory disorders contribute significantly to disease burden and offer important
research opportunities. Autoimmune disorders are a significant problem for which there is a great deal
of funding currently available, and novel therapeutics are being rapidly developed. The School of Dental
and Oral Surgery has identified oral inflammation and infection as a major priority, given their
association with low birth-weight and systemic diseases such as cardiovascular and cerebrovascular
disease and diabetes. In addition to the topics noted above, areas of the clinical program that require
attention include:
- Type 1 diabetes represents a significant clinical program at Columbia that is not backed by a
strong immunology component.
- Columbia needs to rebuild its program in clinical rheumatology.
- The committee was interested in strengthening the ties between medicine and orthopedics.
Infectious Diseases. Columbia has outstanding basic and clinical scientists in this field. The
clinical research program has focused primarily on HIV and has established prominent NIH funded programs
including an AIDS Clinical Trials Unit and an HIV Vaccine Trials Unit as part of two major NIH-sponsored
multi-site networks. These programs have also helped to foster important collaborative links within the
Columbia University Medical Center including the Columbia-Rockefeller Center for AIDS Research and the
Department of Epidemiology in the Mailman School of Public Health. International efforts include ongoing
or planned projects with the University of Natal in Durban, South Africa. The School of Public Health,
together with investigators in the Department of Medicine, is leading a global effort to provide treatment
for HIV-infected women and their families in low-income countries, primarily but not exclusively in
sub-Saharan Africa. As noted earlier, oral infection is a priority for the SDOS.
The laboratory programs are focused on three important areas which all have high levels of peer-reviewed
(including NIH) funding: viral neuropathogenesis and cell growth control; pathogenesis and molecular
epidemiology of staphylococcal infections; and interactions of host cell proteins with HIV-1 gene products.
In terms of future program growth, attention should be paid to the following:
- Bioterrorism presents many new challenges. Efforts to date have involved collaboration between the
Department of Medicine and the School of Public Health. The recent recruitment of a team with expertise
in detection of new pathogens has enhanced our position.
- Parasite-host interactions represent a potentially good target for future expansion because of the
breadth of problems involving cellular and molecular biology and immunology. A case could be made for
expanding research on emerging diseases, an area is which Columbia is already collaborating with CDC.
- Vaccine development is another important area to consider. Such an undertaking will require
higher-level animal facilities and new technologies.
Critical Crosscutting Issues for Research at Columbia University Medical Center
A number of topics that have great influence on the quality of research and campus life came up in the
course of the committee's discussion. Neither time nor the charge to the committee permitted full exploration
of these issues. We discuss them briefly here, with a recommendation that they be pursued further.
Space
Research Space. Current research space is decidedly inadequate in terms of amount, quality, and distribution.
It is now the limiting factor that constrains recruitments, collaborations between scientists, the application
of new technologies to current research problem, and the orderly growth of excellent programs. The quality
and location of the space are as important as the amount, and critical adjacencies must be established.
As fields such as neurobiology and biological chemistry engage collaborators from other disciplines,
laboratories need to be designed to accommodate their joint efforts. The nearly universal calls for measures
to promote translational research must be accompanied by building design that links basic scientists,
clinicians, patients, and students.
Research Animal Space. The power of genetic research and its application to clinical problems cannot be
realized without adequate facilities to house the animal models needed to understand disease and evaluate
potential therapeutics. The principal organism used to exploit modern genetics is the laboratory mouse,
yet mouse facilities at Columbia are woefully inadequate - less than half the size of those at peer
institutions. Facilities for care of research animals for all purposes and the organizational systems for
supporting such care are in critically short supply, and planning is needed to determine the numbers of
animals that may be required over the next several years.
Interaction Space. The importance of what is inadequately described as "social space" cannot
be overstated. Science is a highly evolved social activity that requires constant discussion and debate.
Well-distributed space, whether for regularly planned meetings or chance encounters, is critical to the
interactions that generate new ideas and collaborations. And the basic requirements for appealing and
affordable meals - and spaces in which to enjoy them - are felt at all levels. Faculty, staff, students,
patients and their families, and the broader community need, and deserve, a more welcoming environment
than we now provide.
Promoting Interactions Among Investigators
Promoting and sustaining collaboration has proven to be one of the greatest challenges for Health Sciences.
The committee noted the lack of significant interactions among investigators working on related or
complementary topics, as well as the paucity of links among basic, clinical, and translational research.
The roots of the problem appear to lie in organizational structure, geography, and behavior. Departments,
centers, and institutes, while perhaps conceived with a view towards bringing like activities together,
may outlive the realities of interdisciplinary research or may take on their own identities that discourage
rather than facilitate interaction. It may be appropriate to review current structures of departments,
centers, and institutes to be sure they are still accomplishing their objectives and not impeding the
interdisciplinary and collaborative nature of contemporary science.
The Deans of M-SPH, SDOS, and SON and their representatives on the committee identified several important
areas for potential
collaboration. Many of these topics are of interest to the College of Physicians and Surgeons and components
of the Morningside campus as well. Biomedical engineering, global health and health disparities, and
outcomes research are just a few examples of fields in which more joint efforts would be desirable.
Research Administration
The administrative, policy, and compliance infrastructure that supports research at Columbia University
Medical Center needs to be strengthened. Committee members frequently mentioned the need for more proactive
efforts to publicize grant opportunities and other programs such as loan forgiveness; the importance of
cultivating an attitude of customer service among staff who support the research effort; and the need
for better systems to collect required information, especially for large applications like training
grants. The resources and systems available to support activities of the Office of Grants and Contracts
and the Institutional Review Board should be examined. In addition to improving basic support for the
research programs, we should be striving to foster a norm of constructive criticism in proposing and managing
research projects.
Columbia University Medical Center-Morningside Heights Interactions
Just as the biomedical sciences are converging in many areas, scientists are beginning to appreciate the
degree to which virtually all fields of scientific inquiry can contribute to discovery and to technological
progress. Biology and chemistry are the disciplines with which Health Sciences has had the greatest
traditional commonality of interest. The committee included a member from the Department of Chemistry
and an invited speaker from the Department of Biological Sciences. Computer science, engineering, physics,
and earth science also represent emerging fields of common interest.
University-Hospital Interactions
The different and sometimes divergent missions of the university and the its affiliated hospitals come
into play in research as in other aspects of the medical center's programs. The institutions are both
collaborators and competitors, with the balance of those relationships constantly shifting. Nowhere is
the challenge of the relationship more evident than in the assignment and utilization of space. At the
same time, however, the university and hospital are united by a common commitment to research, education,
and patient care engaging the efforts of faculty, students, and house staff, and they depend on each other
for success.
Columbia University Medical Center Strategic Plan for Education
Introduction
In July 2001 Vice President and Dean Gerald Fischbach appointed the Strategic Planning Committee on
Education ("Education Steering Committee") and charged it with examining educational issues at
Columbia University Medical Center. The purpose of this review was to identify current needs and
future directions for all Health Sciences degree-granting programs, including space, resources for
teaching, management and evaluation of the educational programs, and curricular content of our
degree-granting programs. From the outset, it was agreed that this self examination should be an
iterative process extending over a period of 3 - 4 years, that the Steering Committee would first
address questions viewed as of overarching concern to all schools and programs at the Columbia University
Medical Center and to NewYork Presbyterian Hospital, and that once these overarching concerns were
identified, then school, program, and hospital specific committees would examine questions relevant
to their individual programs.
The Columbia University Medical Center campus of Columbia University includes four professional schools
as well as the biomedical science programs of the Graduate School of Arts and Sciences. The College
of Physicians and Surgeons (P&S) is focused on the M.D. degree but also includes an M.D./Ph.D.
program, a master's program in nutrition, and programs in occupational and physical therapy. The Mailman School
of Public Health (M-SPH) offers the M.P.H., M.S., Ph.D., and Dr. P.H. degrees. The School of Dentistry and
Oral Surgery (SDOS) offers a program leading to the D.D.S. degree as well as postdoctoral specialty programs.
The School of Nursing (SON) trains nurses at several levels: entry to practice, advanced practice, and D.N.Sc.,
and plans to offer a Doctor of Nursing Practice program. About 2,500 students are enrolled in programs at
the Columbia University Medical Center campus. This represents about 2,000 FTEs, as some programs, notably
public health and nursing, include substantial numbers of part-time students.
Process
The Education Committee held preliminary meetings in July of last year and several additional meetings
in the fall. These discussions revealed that Columbia's Health Sciences schools confront certain overarching
educational issues that are relevant to all schools. Several issues relevant to post-graduate and continuing
education programs involve the University and the NewYork Presbyterian Hospital. In addition to common
concerns, the individual schools and programs have specific concerns that are best addressed at the local
level. The committee decided to address Health Sciences-wide issues first, charging the schools to engage
in their own strategic planning processes (using, when appropriate, data from the campus-wide planning
process.) Representatives from the Hospital were invited to participate, with a view toward engaging the
Hospital more actively in planning once the first step was completed. In order to ensure that issues of
concern to all the health professions schools were identified and addressed, the committee decided to
function as a Steering Committee and to form a smaller Oversight Committee composed of Steering Committee
leadership and the academic deans and program leaders.
To clarify which educational issues were common to all schools and programs and which were more limited
or specific in scope, and to expand the number of faculty and students involved in the planning process,
the Committtee convened a series of focus groups, conducted with the assistance of an outside facilitator,
Sharon K. Krackov, Ed.D., Associate Dean for Educational Program Development at the New York University
School of Medicine.
Dr. Krackov worked with committee staff to prepare questions and a format that were approved by the
Oversight and Steering Committees. A total of 26 focus groups met between January and April 2002. All
schools and programs, and most major constituencies within them, were represented. Participants
included members of curriculum committees, course and program directors, department chairs, and students.
Residents and postdoctoral fellows, who play a key role in both the work force and the education program,
participated, as did a group of education administrators. The groups were invited to provide a vision of
what an ideal program would look like, and to identify impediments to achieving the vision. The groups
also voted on their top priorities for change, contributing to the identification of issues to be
addressed at the Health Sciences level.
Results of Education Focus Groups
Strengths
The focus groups identified major strengths of the health sciences educational programs that should be
recognized and preserved. In each school, all constituents cited the high caliber of the students and the
excellence of the faculty as the greatest assets of the educational programs. Students were described as
innovative, mature, creative, and diverse, and the course directors as dedicated and committed to advancing
the education programs. Excellent research on the part of the faculty informs and is integrated into the
educational programs in all schools, and all agree that this contributes to the quality and rigor of each
program. The potential for all schools to collaborate in synergistic ways in the educational programs was
recognized as valuable, although not realized.
Needs
The focus groups identified four major needs that must be addressed in order to advance and develop the
educational programs. These shortcomings undermine the faculty's efforts to develop innovative educational
practice, or to keep pace with current advances in educational practice, and place Columbia behind the
national curve and trends in health science education. They affect all schools, programs, and constituencies
at the Health Sciences and reflect a remarkable degree of consensus among faculty, students,
fellows, and administrators. They are:
- Valuing and rewarding teaching.
- Quality and quantity of facilities for teaching and social interactions, and housing for students,
fellows, and faculty.
- Support mechanisms for teaching, assessment of teaching, and assessment of student learning.
- Removing barriers and creating incentives for interactions and collaborations in education among
campuses, schools, and departments.
A fifth topic, the creative use of information sciences and technology to achieve educational goals, was
suggested as an important topic for future planning. All of these are important, and while they cannot all
be resolved immediately, the committee's goal was to identify specific actions that can be taken in the near
future and others requiring more detailed planning and additional resources.
All constituents in all focus groups agreed that strategic planning for education must first and foremost
address these issues if we hope to create a climate that will foster the development of creative educational
programs. A wealth of school and program-specific issues emerged; these will serve as the basis for further
study and planning by school and program - specific committees now being empanelled. It is important to note
that valuing and rewarding teaching, and quantity and quality of facilities, are primarily structural
in character; that is, they reflect conditions that most agree must change in order to enable effective
teaching.
The focus groups and committee discussions highlighted the urgency of a number of issues related to
postdoctoral fellows. The committee is pleased to learn that many of these issues will be addressed by
the Dean's office. In addition, the committee feels that the focus group process did not probe deeply
enough into issues affecting the residency programs and recommends more detailed exploration from the
perspectives of the university, the hospital, the residents, and their program directors.
Vision and Priorities for Education at the Columbia University Medical Center Campus
Of the four issues that emerged from the focus groups, the first three are closely related and of highest
priority. Investment in one area without investment in the others will not result in the desired improvement
in educational quality. The fourth, addressing the need to encourage and facilitate collaborations, includes
several topics of varying degrees of urgency. Most focus group participants were primarily interested in
promoting research collaborations and in facilitating joint teaching and cross-registration for schools.
Many recognized the urgency of improved collaborations with the Hospital in all aspects of clinical education.
Subsequent planning efforts in the schools of dentistry, medicine, and nursing should address the needs for
better collaboration with the hospital. The fifth topic, creative use of information sciences and technology
to achieve educational goals, requires further discussion.
Tangible Rewards for Teaching
The 1995 self-study report of the College of Physicians and Surgeons to the Liaison Committee on Medical
Education (LCME) stated:
The changing health care environment and the increasingly competitive environment surrounding research
awards are causing growing concerns about the ability of faculty, both clinical and basic, to devote time to
teaching without compensation. This stress is felt in almost every department
Teaching
remains
largely uncompensated
The College is most fortunate to have a large cadre of faculty who still consider
teaching a privilege and a pleasure. It will be necessary to rely on that spirit heavily as the institution
experiences the noted pressures of change."Columbia College of Physicians and Surgeons Self-Study
Report to the Liaison Committee on Medical Education, 1995"
The situation has not changed, it is not limited to P&S, and many would argue that it has become more
urgent. While some faculty - in the School of Nursing, for example - are compensated for teaching, almost
every constituency, including students, agrees that there are few tangible rewards for the faculty's
investments in teaching. They urge better alignment of our values and reward systems by implementing more
effective systems for documenting, compensating and providing credit for promotion and tenure for scholarly
contributions to the educational programs. This will undoubtedly require additional financial resources.
It can be argued that education is "job one" at all health sciences schools, yet teaching is seen
as a low priority that is not valued or adequately recognized. Faculty believe teaching is expected, and
information on teaching activity is required for ad hoc tenure reviews. But there are no Health Sciences-wide
policies to guide faculty in establishing the level of their teaching commitments, or in defining their
expectations of monetary or non-monetary support (including time). There are faculty who are dedicated to
education in each school, and who are deeply committed to developing high quality educational programs, but
they are limited in the time and energy that they can realistically devote to developing and improving the
quality of the education programs. Teaching detracts from time that could be devoted to research or patient
care, both of which generate critically needed salary support.
The current promotion systems do not adequately compensate for teaching, provide time for it, or reward
faculty for significant scholarly contributions to the education programs. Columbia is not alone in this
regard; most educators at academic medical centers feel undervalued. "Training Tomorrow's Doctors,
Task Force on Academic Health Centers, The Commonwealth Fund, April, 2002." Columbia has an
opportunity to learn from institutions that have successfully addressed this problem, such as Stanford, the
University of Pittsburgh, and the University of Florida. Most faculty and students showed little enthusiasm
for a separate track for teaching faculty. The integration of teaching, research, and clinical practice is
highly valued at Columbia, reflecting a belief that these activities complement and strengthen each other.
There is a need for more transparency and accountability in how education is financed at Columbia Unversity
Medical Center. A budget is a measure of one's priorities. The total degree-seeking student body generates
tuition income on the order of $50 million per year a small fraction of income compared almost $355 million
in external research funding (not including funding for the New York State Psychiatric Institute) and
approximately $330 million in faculty practice income in 2000-2001. Still, an education budget would help
to clarify and establish priorities for maintenance and upgrading of teaching facilities, for educational
support systems and administration, and for teaching.
The matter of compensating for teaching is a complex issue. Individual schools and programs have different
traditions and revenue streams that may influence the options available. The committee recommends that several
steps that can lead to a reasonable policy and plan of action:
- Define minimal teaching requirements for all faculty. This may vary among schools, and criteria for
making exceptions should be established. Teaching should include lectures, tutorials, bedside teaching,
doctoral committee work, and mentoring of students.
- Develop guidelines for compensating extra effort such as creating a course, directing a course, or
taking on significantly expanded teaching responsibility.
- Develop an education budget.
- Develop reliable, valid, and systematic methods for assessing and rewarding teaching.
Efforts to provide compensation for teaching should be undertaken with a clear understanding of their
possible ramifications. First, it is almost certain that additional funds will have to be raised to
support such an effort. Second, the commitment to value teaching through compensation has implications
for how teaching is regarded in decisions affecting tenure and promotion. Even to examine the issue challenges
traditional views of what it means to be a faculty member in an institution such as Columbia.
Space for Teaching, Learning, and Living
There was resounding consensus across schools and constituents that the space and infrastructure for
education are unacceptable. We need to develop state-of-the art educational space for teaching, study,
socializing and living. There is insufficient teaching space of every type including: lecture halls,
small group rooms, conference rooms, and laboratories appropriate for present-day teaching requirements.
These inadequacies create immense competition and inconsistencies in scheduling, class locations and meeting
times. There are perceived inequities in scheduling priorities across schools. The inefficient traffic flow
within the campus adds to the frustration of students and faculty.
Immediate short-term solutions are needed to improve the quality of the current teaching spaces, to provide
further centralization and coordination of scheduling, and address actual and perceived inequities in the
allocation of space. A review of currently available space should be undertaken immediately. It should address
centrally scheduled teaching space, department-based and other unscheduled space that might be available to
augment space now available or serve as swing space during renovations or construction.
Increased emphasis on ambulatory care has changed the way medical students encounter patients. It is a
major challenge to ensure that the student or resident experiences the full range of clinical decision-making,
immediate care, and follow-up. This requires, among other things, additional rooms so that medical and nursing
students and their instructors can see patients alone initially to formulate their assessment of the patient's
problems and management. The examining rooms should also be large enough to allow a team of three (student,
post-graduate, and senior instructor) to interact with the patient. The space should be set up to allow
subsequent presentation to faculty supervisors and discussion of treatment options. This requires a mix of
examining rooms and small conference space. The outpatient facility planned for 165th Street takes these
needs into account, as do other recently completed renovations and plans.
The following section includes a recommendation for a clinical performance assessment facility. Both short
and long-term planning should address this need, including the relative merits of a centralized or dispersed
location.
The committee supports the concept of a unified education facility in a single central location (dedicated
building or contiguous space) with sufficient capacity to accommodate the multifaceted classroom needs for
all schools, and to provide educational services and support to faculty, students, and the library. It is
essential to eliminate or significantly reduce the competition for rooms of every type - small group, large
lecture, medium lecture, conferences, and clinical. Classrooms that can be easily and quickly modified to
accommodate different size groups would be highly desirable. The facility should have state-of-the art
information technology in every classroom and study space, comprehensive audiovisual equipment and dedicated
support, effective climate control, and ample computer connections. The facility should be easily accessible,
central, and foster interaction, communication, and social exchange among all health science constituents,
schools, and disciplines. It should include a state-of-the-art library with adequate study and social space,
taking into account existing recommendations for renovation of the present library. Also needed are cafeterias
and lounges whose placement and capacity both allow and encourage spontaneous and planned intellectual
interactions.
Planning for educational space must address the issue of social space and housing for students, house staff,
and junior faculty. For virtually every program and school, the housing was cited as inadequate. In particular,
dormitories in Bard Hall are inappropriate for adult students. Social space must include adequate facilities
for eating, socializing, and studying.
The committee recommends that the Academic Deans or their designees be represented on all space planning
for research, patient care, housing, and social space to ensure that the educational programs are not
compromised and that educational needs are considered.
Support for Teaching, Assessment, and Innovation
Teaching at Columbia should be informed by contemporary concepts of learning, best practices in pedagogy,
appropriate technological support, and constant evaluation of content, teaching, and performance. Most teaching
faculty have no training in educational methods, and it is extremely difficult for them to develop and
improve teaching methods, materials and resources. Many expressed the desire for an entity that would
provide "one stop shopping" to help with the development and evaluation of course materials. The
committee believes this can best be done through a an entity that would provide:
- Logistical support: Centralized scheduling, audiovisual and technology support, printing, and
presentations.
- Pedagogical assistance: Curriculum design, help with presentation skills and approaches. This should
be accomplished by consolidating (or better coordinating) the assistance now available through the Center
for Education Research and Evaluation (CERE), the Curriculum Design Studio, the Center for New Media
Teaching and Learning, and the Biomedical Communications group, with clear oversight from a faculty
advisory committee charged with overseeing overall quality and with setting priorities for university-funded
projects.
- Technology: Use of simulators, simulations, robotics, mannequins, and virtual settings to teach and
evaluate competencies as well as incorporation of information technology and science to achieve
educational goals
- Assessment: Assessment of students, feedback to faculty on the effectiveness of their course design
and presentation, and program evaluation focusing on the effectiveness of course design, implementation,
and teaching, as well as the critical collection of data about long-term outcomes of the educational
program. Skills and resources now available in the academic deans' offices, curriculum committees, and
CERE need to be focused in a more purposeful way on student assessment. In particular, the committee
strongly endorses immediate establishment of a clinical skills assessment facility.
- Education Research: Columbia should be exploring opportunities to apply research from the fields of
educational and cognitive psychology to the development and evaluation of the utility of traditional and
novel approaches to teaching. Program assessment is another important field of education research. A
center along the lines of what is described here would provide a natural home for a small group of faculty
interested in contributing to the body of scholarly work in these areas. Such a group would serve as an
important resource for faculty and provide opportunities for them to explore and develop their interests
in education.
As a first step, the committee recommends that the Dean appoint a working group to identify options for
consolidating, improving, and making more accessible and efficient the educational resources now available
to the faculty. High priority should be given to creating an infrastructure that would enable state-of-the
art excellence in assessment and evaluation of student performance, including a Clinical Performance
Assessment facility. Such a facility could be used to evaluate performance from the very beginning of clinical
training through graduate and continuing medical education. It would be of immediate use for the schools of
medicine, dentistry, and nursing, and the hospital. The ability to assess interviewing skills could be helpful for public health as well. Such a facility could also provide innovative ways of teaching
students. Because of the importance of competency assessment in graduate medical education, and its imminent
introduction into undergraduate assessment, it is important that this be undertaken as a joint
University-Hospital initiative.
Incentives for Interactions and Collaborations
In order to fully reap the benefits of being part of a great university, we must create systems that
facilitate inter-school, campus and departmental interactions and collaborations. In general, faculty and
students greatly value the opportunities for interactions between uptown and downtown, and cross-fertilization
among schools. The opportunities for cross-registration, joint degree programs, and inter-disciplinary
collaborations are impressive, but there are limitations and impediments to collaboration at many levels. For
example, different calendars across health science schools inhibit collaborative educational opportunities.
Regulations prevent students from enrolling in classes until drop-add periods. And while the focus of this
report is on education, some faculty, especially from the School of Nursing, feel that more equal and
reciprocal partnerships in research would ultimately enhance the quality of education. The committee
recommends continued efforts to increase and improve communication between schools, between uptown and
downtown, and between university and hospital. Also needed are opportunities, systems, and incentives that
will foster collaboration among schools, programs, and hospital to enhance the quality, cross-fertilization,
and synergy of the educational programs.
Next Steps
The committee has identified an ambitious agenda for change, and its task is not yet complete. This report
outlines the needs that must be addressed if the Health Sciences schools are to maintain excellence and be
in a position to develop integrated, innovative approaches to health professions education. As a first step,
the committee recommends that the four health professions schools and the graduate program establish committees
to review this report and comment on the recommendations. Such committees might be the same groups charged
with school and program-specific strategic planning envisioned in the overall education planning process, or
the deans may opt for specific task forces focusing on issues of expectations and compensation for teaching.
The schools and programs should be charged with a specific timetable so that the Columbia Unversity Medical
Center administration can compare their recommendations and identify common concerns.
Columbia Unversity Medical Center Strategic Plan for Patient Care
Introduction
Columbia has an opportunity to set new standards and an agenda for providing outstanding patient care in
the face of exploding knowledge and new ways of organizing and financing health care. We must do this in an
era of tension between the capacity to deliver care and the means to pay for it. Our vision for patient care,
while it will require investment on our part, will ultimately make us more competitive in attracting staff
and patients and in negotiating reimbursements based on outcomes data.
Provision of the highest quality patient care is our highest goal. Quality must be measurable, continuously
improving, and relevant to the needs of our patients. We want to make this medical center the best place to
be a patient, to work as a member of the health care team, and to learn and model patient care skills. And we
are committed to the concept of responsible innovation, in keeping with our stature as a leading research
university.
Process
In July 2001 Dean Gerald Fischbach convened a Patient Care Strategic Planning committee as part of a broader
strategic planning effort for the Columbia University Medical Center campus. Our committee, which included a
large and broadly representative sample of clinical leadership, was charged with developing a strategy for
the pursuit of our clinical mission over the next five years. We sought to generate a meaningful,
understandable, motivating, and achievable blueprint to guide us through a time of opportunity and challenge.
Because the process we chose required in-depth work sessions with continuity of participation, we agreed to
proceed with an executive subcommittee of 12 who would complete the initial work, report to the full committee,
and incorporate the full committee's feedback into an action plan. Dr. Klara Szutinski of the Millennium
Consulting Group assisted with the design and conduct of the subcommittee's meetings.
The subcommittee engaged in a five-phase, highly interactive strategic planning process that allowed the
incorporation of a broad range of viewpoints and expertise. We agreed that the choice of vision elements
and goals would not necessarily reflect the unanimous view of every member of our committee. Instead, we
operated by consensus, defined as willingness to adopt and work towards the proposed outcome.
Recommendations
Vision for Patient Care
The first and most labor-intensive task was to develop a vision statement that would describe the
environment we seek to create, point the way toward strategies for rapidly achieving priority goals, and
build a foundation for future progress. Agreement on a vision, stated below, allowed the committee to
identify a set of initial priority goals that are feasible and have the potential to make a real
difference for everyone involved in patient care at Columbia.
Vision
We, the healthcare team at Columbia University Medical Center, are dedicated to continuing our tradition
of providing the highest quality medical care, focused on the needs of our patients and their families.
We will realize our vision through responsible innovation to create tomorrow's medicine in a welcoming
environment, supported by state-of-the-art technology and systems.
We will be valued for, and defined by, our creativity, compassion, and commitment to ever-improving
excellence in patient care.
We can achieve this vision only if certain key characteristics or elements can be fostered in the patient
care environment. In short, we must transform our institution. The following key elements must be present in
order to achieve the vision:
Highest Quality Medicine: Measurable expression of our desire and commitment to exercise
leadership in academic medicine, including patient care, defining standards, accurately measuring
accomplishments, and inspiring
improved performance.
Culture of Caring: Creating a work environment that actively promotes awareness of and
responsiveness to the needs of the patient on the part of every member of the health care team and support
staff.
Best People: Finding and keeping the best people at every level of the organization:
identification and recruitment of superior performers within and outside the organization, development of
training and incentives to foster and reward excellent work, and creativity in designing career opportunities.
Enabling Organization: Creating an organizational structure that enables and actively
facilitates the attainment of our patient care vision.
Supportive Infrastructure: Physical characteristics of the organization, including management
and business systems, that influence and in some cases define the achievement of institutional goals. This
element encompasses space, systems, and communication.
Critical Goals and Priorities, Feedback, and Action Planning
For each element, a working group of three to four subcommittee members formulated critical goals and
selected one or two priority goals that should be addressed first. The working groups' recommendations were
discussed with the subcommittee, and in some cases modified. The full committee was highly receptive and
enthusiastic about the subcommittee's recommendations. Their feedback helped to clarify existing supports
or enablers that will help to facilitate each of these first priority goals; identify significant challenges
or obstacles; and provide implementation suggestions for each goal and a specific objective to begin
implementation. Based on discussions with the full committee, the subcommittee identified a "first
objective" for each goal to serve as the basis for project planning and implementation. This section
describes the goals and priorities, summarizes the feedback from the full committee, and the first objectives
associated with that need to be accomplished within each element of the vision.
Highest Quality Medicine
Columbia aspires to and rightly claims a position of leadership in academic medicine, including patient care.
We must define standards for ourselves and accurately measure our accomplishments in order to motivate better
performance, recognize success, and correct shortcomings. If we are to practice the highest quality medicine
we must be able to name it, do it, measure it, and teach it, as stated in the following critical goals:
- Develop standards for measurable outcomes, drawing on medical literature, quality assurance efforts,
and continuous improvement initiatives.
- Implement standards and update as needed.
- Track and analyze outcomes.
- Develop a continuous process of education and persuasion.
Priority Goal: Track and analyze outcomes.
Our priority goal focuses on outcomes measurement as the prerequisite for success in providing the highest
quality medicine. It addresses the desire of health professionals to provide excellent care for patients.
It calls for us to track performance over time and in comparison with other institutions, and to set the
standard for how outcomes research should be done. Outcomes reports will prove useful in marketing and in
negotiating with regulators and insurance providers. It links to all the vision elements, and
provides a framework for measuring and celebrating success.
Recognizing that each unit may have a different starting point, the committee recommends that each begin
by selecting one outcome to measure, and that it be vetted by an outside group, preferably a "client
department." In order to succeed, the process will need to have a senior person in each unit
responsible for it and should build on existing quality assurance measures.
First Objective: Develop a plan that facilitates each unit/service/ department having one externally vetted
outcome measured and tracked.
Culture of Caring
A strong commitment to the values of caring and healing inspires many to become health professionals, but
this commitment is tested daily in the patient care environment. Patients and their families also have a
vision of the medical center as an environment in which they will be cared for, and are frequently disappointed
when their expectations are not met. The establishment of a "culture of caring" as an essential
element of our vision encompasses the following critical goals:
- Develop a formal set of values and standards to orient and educate all staff.
- Implement continuous quality improvement, a formal, measurable, transparent process.
- Improve patient communication, access, education, and feedback.
Priority Goal: Develop a formal set of values and standards to orient and educate all staff.
Our mission is to educate - which includes modeling desired behavior - and we have a history and tradition
of delivering excellent care. Both the NewYork Presbyterian Hospital and the Faculty Practice Organization
have shown leadership in developing improved customer service initiatives. Customer service resonates with
a majority of staff who want to deliver excellent patient care and contribute to Columbia's recognition as an
outstanding medical center.
The process should involve staff from all levels of the organization, define a measurable reward and
recognition program, and make use of varied evaluation systems, including colleague evaluation. We should
model and leverage what is already being done, with attention to the internal and external public relations
value of what has been and will be accomplished. All constituents, including departments, should contribute
to the cost of implementing this goal.
First Objective: Develop a comprehensive orientation to culture, values, and expectations for new and
current members of the Columbia Medical Center community.
Best People
Finding and keeping the best people at every level of the organization involves the identification and
recruitment of superior performers within and outside the organization, the development of training and
incentives to foster and reward excellent work, and creativity in designing career opportunities. It includes
the following critical goals:
- Define employee satisfaction in terms of commitment to an environment that provides a satisfying
quality of work life to all members of the healthcare team.
- Recruit the best candidates - external, internal, trainees.
- Provide education and training.
- Develop recognition and rewards program.
Priority Goal: Employee satisfaction - commit to the ongoing development of an environment that provides
a satisfying quality of work life to all members of the healthcare team.
This goal focuses on people and reinforces the desire of most employees to create the best possible working
environment. The NYPH leadership is already committed to the goal of having the "best people," and
the New York City workforce is one of the best available. The reputation and resources of the University and
the Hospital make this an attractive place to work. A focus on developing tools for assessing employee
satisfaction will provide a means of measuring progress.
Attainment of this goal will require a clear plan and efforts to incorporate and achieve buy-in from all
major groups. Like the previous goal, this one requires the development of standards and values. Also
needed is the collection of data, for example, analysis of attrition to determine the balance between
negative and positive trends. Resources will be important to measure and monitor satisfaction, to publicize
success, and to deal with chronic "dissatisfiers," including staff shortages.
First Objective: Analyze what each constituency of the workforce wants and requires in order to have a
high quality of work life.
Enabling Organization
Members of the committee felt strongly that the time is ripe for creating an organization that facilitates
the mission and inspires the confidence and cooperation of staff. This will require the achievement of
administrative competence, accountability, and transparency at all levels and the development of a strong
school and hospital partnership. Critical goals include:
- Hire a dean for Clinical Affairs (the "Patient Care Dean.")
- Create administrative competence, accountability, and transparency at all levels.
- Develop strong school and hospital partnership.
Most urgently, it requires a senior leader who will be responsible for advancing and improving patient
care at the medical center, for representing the entire clinical faculty, for partnering with the Dean for
Research to identify and follow through on opportunities for improving clinical research, and for serving
as liaison with the NYPH and other affiliated hospitals.
Priority Goal: Create and fill the position of Patient Care Dean.
This proposal has broad support from the committee and is viewed as important for achieving progress in
many areas. It will fill an important gap and give practicing faculty and clinical departments someone to
work with on issues and concerns. Similar positions exist at many medical schools. We should look at models
elsewhere and define the boundaries of authority. The new Dean should have sufficient resources and focus
on culture change, not just small issues. The consensus is that the position should be filled within
months with an internal candidate.
First Objective: Finish position description and design search process for the Patient Care Dean.
Supportive Infrastructure
Just as the human factors in an institution have the power to promote or impede progress, the physical
infrastructure, defined broadly to include management and business systems, influences and in some cases
defines the achievement of institutional goals. Deficiencies in the amount and quality of space and the
lack of a welcoming environment for patients, staff and students are obvious. We must also address the
use and distribution of current space, the impact of new centers and institutes, the acute need for new and
enhanced ambulatory care space, and inefficient or redundant systems for information and communication.
Critical goals for establishing a supportive infrastructure include:
- Plan, fund and implement systems that optimize information and communications and minimize
redundancy.
- Evaluate current use and fair redistribution of existing space.
- Provide a welcoming, campus-wide physical environment for patients.
- Include existing and proposed centers and institutes in planning.
- Break ground for new ambulatory care building.
- Improve and expand current ambulatory care space.
Priority Goal: Develop a short-term plan to evaluate space usage and redistribute as necessary.
The ambitious plans for long-term space development and acquisition underscore the commitment of the
university and the hospital, but they also highlight the fact that difficult decisions that must be made
now. The committee recommends an immediate, comprehensive review of space utilization, beginning with
outpatient space.
The urgency of this goal lends a great deal of momentum and support. The Hospital and the University
have already made a commitment to address long-term space issues and have developed an ambitious plan.
Assessment of current utilization and needs must be a joint university-hospital undertaking with
specific priorities to guide decisions and creative approaches to solving space allocation problems.
First Objective: Conduct an immediate, comprehensive review of space utilization, beginning with
outpatient space.
Next Steps
The committee recommends that the planning process proceed on several fronts. Most urgent is the definition
of the duties and authority of the Dean for Patient Care. That leader will play a key role in refining and
forwarding the first priority goals that have been identified, and will provide leadership as we move on to
address the remaining goals.
This report includes our vision of what our patient care efforts must be and a more detailed description
of the elements of that vision. Achievement of any single goal, while desirable, would not represent the
cultural transformation we believe is so desirable. The aggregate achievement of these goals would help
us to achieve a higher level of performance in our campaign to conquer human illness. We are fortunate to
have a critical mass of leaders committed to working for excellence and constructive change. By building
on our achievements, we believe that we can succeed in realizing our vision.
Also of interest:
Letter from Dean Fischbach
The Dean's First Response to Planning Recommendations
Strategic Planning Committee Members and Contributors
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